AML - The Crucial Points

  • 28 ratings, 1174 users enrolled

Course Overview

Combating Money Laundering is an essential part of any law practice, with severe criminal and regulatory sanctions for failing to do your part. This essential one hour webinar succinctly sets out the key requirements, how those should work in practice, and highlights the latest warning signs. Divided into easily digestible 20 minute chunks, this webinar is an ideal refresher for busy practitioners, or starting point for new staff members. Accompanying materials include notes, exercises to discuss with your team members, and a quiz to test your knowledge and demonstrate your competence.

Please note this course was recorded in summer 2016 and so does not cover the Criminal Finance Bill currently passing through Parliament, however it covers the AML regime currently in operation, and which is likely to remain for some time.

Viewers may also wish to view the new Money Laundering Regulations 2017 webinar which is now available.

What are the requirements?

Learning Outcomes

  • On completion of this course you will:

    • Understand the essential elements of the 2007 Money Laundering Regulations (including source of funds checks, PEPs, high risk jurisdictions, and the categories of due diligence)
    • Be familiar with changes under the 4th Money Laundering Directive
    • Recognise AML offences and your reporting responsibilities
    • Be aware of the practical implications of AML
    • Have considered notes on a scandal – examples of law firms caught out, and tips on warning signs

What is the target audience?

  • This course is suitable for practitioners of all levels

Keywords

About Instructor - Katie Jackson

Katie Jackson is a consultant specialising in law firm compliance and regulation. A former Inspector for the Council for Licensed Conveyancers, Katie led and managed inspections of some of the largest conveyancing practices in the country. Prior to working for the CLC, Katie spent a number of years working in various inspection and policy roles for the Solicitors Regulation Authority, and Legal Services Commission.

Course Curriculum

Recorded Webinars

  • Part 1
    00:22:04
  • Part 2
    00:23:19
  • Part 3
    00:19:56

Documentation

  • Course Notes
    8 Page
  • Additional Notes
    2 Page
  • Evaluation and Discussion Questions
    1 Page

Quiz

  • Quiz
     

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  • Price
  • £ 100