AML at the SRA and CLC

Invaulable guidance regaring Regulation 19 of the Money Laundering Regulations 2017

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Course Overview

With the Money Laundering Regulations 2017 in place, firms are implementing their own risk assessments. As well as taking account of the risk assessments at national, supranational, and regulator level, and the risks posed by their own client profile, firms must also consider the sector specific guidance and warning flags under Regulation 19 of the new regulations.

The new regulations also introduce OPBAS, the oversight regulator for money laundering, as well as the Legal Sector Affinity Group, and have prompted an extensive level of interest from the regulators in anti-money laundering.

Looking at the new guidance and risk assessments, this discursive webinar covers the main risks highlighted by the main interested bodies operating in legal services; setting out for you some examples of the types of risk posed in different situations, and highlighting the warning flags discussed by the regulators.

Suitable for intermediate to advanced level audiences, this webinar is ideal for anyone:
anyone reviewing their risk assessment and considering how to proceed
looking for an opportunity to bring to life the various sets of guidance which could be relevant to Regulation 19 of the Money Laundering Regulations

What are the requirements?

  • Watch the recorded webinar, review the supporting documentation and complete the short quiz to test your legal knowledge.
  • This course provides 1.5 CPD points

Learning Outcomes

  • On completion of this course you will be familair with the specific requirement in Regulation 19 of the Money Laundering Regulations regarding the need to take into account industry based risks when conducting your firm's risk assessment

What is the target audience?

  • This course is suitable for compliance officers, managers, partners and practice managers

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About Instructor - Katie Jackson

Katie Jackson is a consultant specialising in law firm compliance and regulation. A former Inspector for the Council for Licensed Conveyancers, Katie led and managed inspections of some of the largest conveyancing practices in the country. Prior to working for the CLC, Katie spent a number of years working in various inspection and policy roles for the Solicitors Regulation Authority, and Legal Services Commission.

Course Curriculum

Recorded Webinars

  • Webinar
    01:31:08

Supporting Documentation

  • Notes
    18 Page
  • Slides
    17 Page

Quiz

  • Quiz
     

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  • Price
  • £ 100